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Home > Financial Services > Stock Brokers > Financial West Group
Financial West Group
Financial West Group is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Financial West Investment Group, Inc. was founded in 1985. The Company is a growing firm with over 400 registered sales representatives in 52 offices throughout the United States. Financial West Group is a MSRB, NFA, and SIPC member and SEC Registered Investment Advisor that offers a variety of financial products and secondary clearing services.
The firm’s corporate office 40 member staff is dedicated to providing their registered representatives quality service and technology to allow them to focus on best servicing their investor’s needs.
Financial West Group not only sells financial instruments such as stocks, options and bonds, but we also provides Insurance Products like Term, Whole Life, Universal & Survivorship Life, Fixed and Variable Annuities, Variable Universal Life Estate & Charitable Planning Mutual Funds and Limited Partnerships Tax Advantaged Investments and Retirement Accounts. It has a fee-based Asset Management Investment Banking and Corporate Finance Services.
The Company’s coverage do not protects against a decline in the market value of securities. The assets which are taken into an account are held away. On the other hand commodities, unregistered investment contracts, futures accounts and other investments may not be covered. Mutual funds and or other securities are not backed or guaranteed by any bank.
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