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Gwn Securities Inc.


Gwn Securities Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

GWN Financial Group, an independent financial services organization specializing in providing their financial advisors with the necessary tools and services needed in today’s complex financial world.

The GWN Securities, Inc. Trade Desk processes trade executions with quality, service, competence and correctness. Whether general securities are the bulk of your business or a complement to your other investment planning activities, the Trade Desk is there to support your needs.

Pershing works behind the scenes in support of your investment success. They apply more than 60 years of experience to the development of top-tier investment products and services, and continually enhance these programs to give you access to a portfolio of highly competitive tools through your financial organization. Their enterprising spirit pushes them to invent cutting-edge technology solutions that help your financial organization deliver a seamless investment experience and foster your long-term success.

To harness the most advanced investment capabilities available in the marketplace, your financial organization may choose to use any number of brokerage-related services that Pershing offers. They are able to provide everything from fast, precise trade execution and settlement to the accurate, timely preparation of your brokerage account information and statements applying state-of-the-art technology at each point in the process. In addition, they pride themselves on furnishing your financial organization with the ability to offer a broad spectrum of leading-edge solutions, including Internet and telephone-based investment channels, managed account programs, no-transaction-fee mutual fund and annuity programs, retirement products, asset management accounts, investment research, high-net-worth solutions, and much more.

They have all seen the mega mergers, impersonal business practices, broken promises, and short-term thinking that has become prevalent in the investment industry. They decided to respond by creating a stable environment in which their professionals could flourish, to create a community of financial professionals who specialize in delivering the highest quality products and services to the public. Their team is committed to building life-long relationships with each of their independent financial services professionals. These relationships are based on faith, honesty, devotion and service.
 
 
 

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