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First Montauk Securities Corp.


First Montauk Securities Corp is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
The Company is a leading financial services company providing a full spectrum of investment products through independent financial professionals nationwide. Since its inception, the overriding objective of The Company and its network of independent financial professionals have been to provide the insight and advice clients need to achieve a well-balanced and productive portfolio.

Since their inception, they have focused on providing independent financial professionals and their clients with a complete range of securities products and services. When it comes to purchasing stocks and bonds or trading options, The Company’s highly specialized traders and securities experts provide accurate and timely transactions.
With an individualized managed account clients have the ability to customize holdings and establish his/her own cost basis. Unlike with mutual funds, these accounts provide investors with a way to defer capital gains and other costs through professional management. Investors can work with the money manager to make strategic year-end buy/sell decisions based on individual tax needs.

They provide a broad spectrum of high quality services to assist their clients in conceiving, defining and executing their objectives. This includes recapitalizations, private placement equity and debt financings, initial and secondary public offerings, mergers and acquisitions, and financial advisory services. They are confident their Corporate Finance Department can satisfy the majority of the investment banking needs for their clientele, all under one roof.

To help their financial professionals and their clients achieve that goal, Montauk provides a wide range of fee-based asset management products. Their investment banking professionals prepare customized strategies and solutions to meet each company's specific needs. With the support of an experienced team in the Insurance Department, their affiliated financial professional and their clients have access to a broad range of products.
 
 

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