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Hawthorne Securities Corporation


Hawthorne Securities Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Hawthorne Securities Corporation was established in 1976, is a member of the National Association of Securities Dealers, Incorporation and the Securities Investor Protection Corporation. Their primary goal is to provide a complete range of brokerage and banking services for individuals and corporations.

Mutual funds pool the money of many investors who share similar objectives, creating diversified portfolios under professional management. A mutual fund may invest its shareholders’ money in stocks, bonds, or both. Some mutual fund companies provide families of funds, allowing you to switch your money from one fund to another as your investment objectives change. They offer a variety of stock, bond, and balanced mutual funds from several companies including municipal bond funds designed to yield tax-exempt income. They also offer unit investment trusts which provide diversified portfolios of municipal, public debt, and equity securities.

Providing for your children's education, seeing them achieve their potential and knowing the opportunities a good education provides can give you a sense of satisfaction greater than any possession can offer. But this should not mean sacrificing your other major goals. Balancing these goals can be a challenge.

The Company is fully committed to completely understanding and fulfilling the needs of all their clients. Their first order of business is to assist their Financial Consultants in providing top quality services designed to meet each of their client’s specific financial goals. Hawthorne Securities prides itself on its ability to help investors preserve and enhance their wealth while achieving the objectives set forth for themselves.

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