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Home > Financial Services > Stock Brokers > Forge Financial Group, Inc.
Forge Financial Group, Inc.
Forge Financial Group, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Forge Financial Group, Inc. may choose to become a registered market maker in a security. Where Forge acts as a registered market maker in a stock, it is deemed a market center and is required to make available certain statistics that are intended to quantify the quality of its market-making services. Currently, Forge Financial Group has chosen to act as a market maker in a number of NASDAQ stocks.
In all cases whether the firm makes a market or not, Forge will route all customer orders to its internal market making and trading operations. These orders are executed by Forge selling long or short to a customer entering a buy order or by purchasing from a customer entering a sell order.
Forge Financial Group, Inc has no material relationship with any routing destination. In these cases Forge is acting as principle for its own proprietary account, hence the designation of this execution venue as Forge Financial Group, Inc. The material aspect of this order-routing relationship is that Forge Financial Group, Inc. stands to share in 100 percent of whatever profits or losses it generates by trading as principle with its customer orders.
The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.
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