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Home > Financial Services > Stock Brokers > Fortrend Securities, Inc.
Fortrend Securities, Inc.
Fortrend Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Fortrend provides international equity advisory and dealing services to Australian private and institutional clients. As their client you can receive research on companies such as Microsoft, Intel, McDonalds, Siemens, AT&T, and others traded on overseas financial markets. You will have access to several different sources of research.
You will be able to view research provided by international equity and fixed-income analysts, Reuters, Pershing, and proprietary research published by Fortrend's analysts. In addition, Fortrend gives you the power to conduct trades with ease.
They have selected Pershing to act as their clearing firm and carry their clients' accounts. In its capacity as a clearing firm, DLJ receives all cash deposits made by their clients, executes customer orders and generates monthly statements.
The firm is able to offer secure products and services until now only associated with national US firms, including this they provide access to all major US exchanges.
As their correspondent firm, Pershing handles all cash deposited by their clients, securities purchased or sold by clients, and processes dividend distributions, rights offerings, warrants, tender offers and redemptions.
They offer range of services that include international equity advisory and dealing services, foreign currency bonds, listed managed funds, portfolio construction and management, executive stock option management, research, and margin lending.
They will only make a personal recommendation if requested to do so and only after considering its suitability for your individual needs, objectives and financial circumstances. You need to discuss any recommendations they contain with your adviser to assess whether they are appropriate to your requirements. If you do not, your order will be recorded as unsolicited with no advice given.
They maintain a record of your personal profile, which includes details of your investment objectives and financial situation. They also maintain records of any recommendations made to you. Examination of your file can be made upon request.
As their client, you have the right to ask about their charges, the type of advice they will give you, and what you can do if you have a complaint about their services. The purpose of this guide is to provide that information for you.
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