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Gage-Wiley and Co. Inc.




Gage-Wiley & Co., Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

It has been in the investment business since 1933, and maintains offices in Northampton and Plymouth, Massachusetts. They offer the individual investor, the small business, and the corporate client the wide range of research, investment guidance and account administration needed to support financial objectives of varying complexity. Their investment decision making process is completely independent.

They have established a strategic partnership with Wachovia. First Clearing LLC., a division of Wachovia and a member of the New York Stock Exchange, provides them with settlement and clearing services as well as an administrative and research alliance with a nationally recognized firm. As a result, their technology and resources are state of the art. They blend global strength with local accessibility. They do this in an atmosphere driven by a single, simple objective to understand their clients' goals and expectations and provide objective, individualized investment advice.

At Gage Wiley, they are dedicated to providing the best individualized, comprehensive investment advice possible. The method they use is straightforward and clear. Their goal is to provide clients with high quality investments, individualized investment advice, and superior service. They prosper by helping clients. That simple fact is at the center of everything they do. In a highly competitive business, that focus has helped them enjoy a steady pattern of dynamic growth. They welcome the challenge of helping clients reach their financial goals and they look forward to assisting in their prosperity.

It is by understanding their clients' goals and expectations that they are able to provide independent, objective and thoughtful investment guidance. It is their sole purpose and what they are most proud of it.

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