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Griffin Securities, Inc.




Griffin Securities is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Griffin Securities is a New York City based Investment Banking firm providing Corporate Finance, Merger and Acquisitions, Asset Management, Brokerage and Research services for Institutional, Corporate and Private Clients. At Griffin, they serve corporations, institutions and individuals worldwide with a diverse range of financial services.
 
Their goal is to turn vision into value through quality work, integrity and business excellence. Their commitment to creating value is embraced throughout the organization, at every level working together to find and deliver solutions pursuing those opportunities that will create the greatest value for their clients and stakeholders.
 
Griffin Securities is built on a foundation of integrity, commitment to excellence and the highest ethical standards. The power of their team, intellectual and financial capital enhances their ability to breed ideas that ignite value and shareholder appreciation. In all their businesses, their aim is to build long-term value and returns for their shareholders, clients and each other and to build a preeminent, global investment banking and securities firm.
 
Their unique focus, specializing on small to medium sized public and private companies, strives to bring the highest level of service to clients that are missed by the radar of other firms. In addition to the private placement of equity and debt securities with institutional investors and high net worth individuals, their investment banking services include financial advisory services such as mergers and acquisitions, joint ventures and capital market transactions.
 
Their brokerage services provide trading and sale of equities, mutual funds, fixed income securities, U.S. government securities, listed options and securities lending. They are committed to developing strong relationships that lead to a meaningful understanding of each client's business, prospects and strategic objectives so that they can assist in developing financial market opportunities.
 
Everything they do revolve around a single core commitment providing their clients superior service and winning solutions that build shareholder value. Through their network of institutional and accredited investors, their goal is to complete your financial objectives and assist you with building shareholder value.

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