|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Harbor Financial Services, Llc.
Harbor Financial Services, Llc.
Harbor Financial Services, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
At Harbor Financial Services, their financial professionals are charged aflat monthly fee.This approach affords the financial professional total freedom at a fraction of the cost without compromising quality.
Harbor Financial Services, located in Mobile, Alabama, is an introducing broker/dealer which clears through Raymond James & Associates. All securities are held at Raymond James & Associates.
The Company currently clears securities transactions under a fully disclosed clearing agreement with Raymond James & Associates, Member New York Stock Exchange & SIPC. They believe the combination of Harbor Financial Services, their clearing firm and quality financial professionals like you create for a winning team.
Working with Harbor Financial Services provides the Financial Professional access to one of the best research teams in the country, as well as excellent executions and highly competitive fees. This combination will allow you, the financial professional, to provide your clients the best service at lower costs.
Harbor Financial Services has access to the award winning research of their clearing firm. All the research reports and recommendations are made available to you at your workstation. You will also be afforded a large collection of consulting specialists to help you with any questions. The Company provides services such as Equity Research International Equity Research, Closed End Funds Research, Fixed Income Research, and Mutual Fund Research, Asset Allocation Software, Retirement Planning Specialists, Estate Planning Specialists, and Taxation Specialists.
The Company provides access to one of the largest selection of insurance products available. The majority of annuities will appear on clients' statements, combining investments and annuities on one consolidated statement. Harbor Financial Services uses Raymond James’s technology for online executions, training, research, prospecting, etc. Raymond James invested over $75 million into technology over the past few years.
Harbor Financial Services provides online training and help desks staffed with friendly and knowledgeable individuals who are willing to help answer any questions. Training is provided by Raymond James in order to afford the financial professional the best service and training you, as an independent professional will need.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|