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Ingalls & Snyder Llc.




Ingalls & Snyder Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Ingalls & Snyder was founded in 1924.The firm provides investment services to clients both within the U.S. and abroad, including individuals, retirement accounts, corporations, trusts, estates and charitable organizations. The firm seeks to achieve above-average investment results consistent with each client’s objectives.
 
Ingalls & Snyder is wholly owned by its Directors, is registered with the U.S. Securities and Exchange Commission under the Investment Advisors Act of 1940 and is a member of the New York and American Stock Exchanges and the National Association of Securities Dealers. The firm acts as custodian for clients’ investment assets, which currently exceed $3.5 billion.Ingalls & Snyder is proud of its in-house data processing. Their independent and proprietary computing capability also allows them to provide clients or their accountants with year to date income and capital gain and loss figures useful in tax and estate planning.
 
The commitment to self-clearing, unusual for a firm of this size, is consistent with their conservative operating and financial philosophy. Client securities and cash balances remain within their control, and clients benefit from maximum efficiency, accuracy and confidentiality. They believe most investors should consider a balanced portfolio approach, utilizing fixed-income instruments and equities. They invite clients to discuss with them specific investments in Treasury securities and corporate and municipal bonds.

The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers.

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