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Home > Financial Services > Stock Brokers > Intercarolina Financial Services, Inc.
Intercarolina Financial Services, Inc.
Intercarolina Financial Services, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Intercarolina Financial Services is a small elite securities firm of proven financial counselors. In an industry permeated by youth and inexperience the average Intercarolina Financial Services Registered Representative has over 15 years of experience in the investment and insurance industry. The Company has been a member in good standing with the National Association of Security Dealers, registered with the US Securities & Exchange Commission and a member of the Securities Investor Protection Corporation since its formation in 1987
Intercarolina Financial Services performs market transactions in listed and OTC stocks and options, Corporate, US Government, and Municipal bonds, and Mutual Funds. It has a selling agreement with all of the major mutual funds, the quality annuity underwriters, and over 50 best rated insurance companies. It works closely with major asset management firms and several fine boutique asset managers.
Intercarolina Financial Services is licensed to execute transactions in securities, insurance, fee based asset management, and annuities. Virtually any investment has some risk associated with it. The stock market rises and falls. An increase in interest rates can cause a decline in the bond market. The key to successful investing is to reduce that risk while maintaining an attractive return on your investments. One of the most effective ways to help manage your investment risk is to diversify; market indexes are useful for gauging the performance of an investment portfolio over time.
The Company is insured for Errors & Omissions in both securities and insurance transactions. It investment advisors are all experienced with long and successful careers. They actively attend continuing education programs to maintain a thorough and comprehensive understanding of the changing landscape of financial services.
Intercarolina goal is to create a workplace where the best talent seeks employment. They know that diversity in the workforce will support their mission of helping people to be successful.
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