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J. Alden Associates, Inc.




J. Alden Associates is a member of the National Association of Securities Dealers. National Association Securities Dealers is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

J. Alden Associates is an independent securities broker/dealer founded upon the principal of providing clients with the highest quality investments and financial advice. J. Alden Associates has a correspondent relationship with National Financial Services, LLC, and a wholly owned and guaranteed subsidiary of Fidelity Investments, which acts as their clearing firm.

Their independence from large brokerage firms allows unbiased recommendations and the use of all products to help their clients achieve their financial goals. Towards that aim, their financial advisors most of whom have at least twenty years of experience and advanced professional designations utilize institutional level research from a variety of sources.  In addition, they have close working relationships with other highly regarded specialists in the accounting, law and financial services industry.

Their clearing firm, National Financial Services LLC, carries all of their accounts. This means that National Financial Services LLC holds all securities, generates statements, and performs centralized cashiering, bookkeeping and order execution services. Importantly, their have access to all of National Financial Services LLC's resources and personnel.

Regular accounts are insured to $5,000,000 ($500,000 from SPIC). Resource Management Accounts and Business Services Accounts have full value protection of insurance does not cover potential losses from adverse market conditions

J. Alden Associates can offer you a proprietary report that will give you comparative information. The report will compare your mutual fund’s performance with similar funds, as well as industry benchmarks. It will give you information that will validate your choice or allow you to make appropriate changes that are consistent with your current goals.

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