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Home > Financial Services > Stock Brokers > Kane & Company, Inc.
Kane & Company, Inc.
Kane & Company, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm is structured to provide a unique approach to investment banking. The firm was founded ten years ago and is also a SEC/SIPC registered firm serving clients worldwide. Their practice spans the spectrum from strategic financial feasibility analysis to public and private financings, to mergers and acquisitions. Their industry expertise encompasses such areas as education and training, information technology from content to conduit, communications including wireless infrastructure and services, application and utility software, electronic hardware including chips, components and devices, business services, specialty manufacturing, consumer products, and medical technology.
They are unique as they are a qualified underwriter comprised only of an investment banking department. That means they focus exclusively on structuring a transaction for the best outcome. Their unique structure underpins their objectivity; as they have no institutional or retail stockbrokers, traders/market makers or analysts of their own to support, they have no intrinsic biases toward particular types of transactions or valuation approaches.
They help determine what is best independently and objectively. Then, if and when it is optimal to partner with full-service investment firms possessing sales, trading or research capabilities, they bring in, competitively, the finest firms on Wall Street. Their job is to structure transactions, and then obtain valuation results and/or terms and conditions investment professionals would seek for themselves.
The firm serves in a variety of implementation capacities such as, for late venture or mezzanine financings, they serve as placement agent, for larger private placements and public offerings, including IPOs, they serve as project manager and for sales and acquisitions, they serve most frequently as exclusive financial advisor and sales agent, and occasionally as co-advisor.
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