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Home > Financial Services > Stock Brokers > Investors Brokerage Of Texas, Ltd.
Investors Brokerage Of Texas, Ltd.
Investors Brokerage Of Texas, Ltd. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Investors Brokerage of Texas, Ltd. is a subsidiary of Chase Financial Corporation. Their investment consultants help every customer develop a personal investment strategy based on the customer's investment objectives, financial background, risk tolerances, age, tax bracket, and investment experience.
The Company has developed a Business Continuity Plan on how they will respond to events that considerably disrupt their business. Since the timing and collision of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. Therefore, they are providing you with this information on their business continuity plan.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing their customers to transact business. Their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Their business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments, alternative communications with customers, employees, and regulators, alternate physical location of employees, critical supplier, contractor, bank and counter party impact, regulatory reporting, and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
Their employee utilizes information about you to respond to your needs and to provide you with information about specific products in which you may have an interest. They instruct their employees to use strict standards of care in handling the personal, confidential information of customers and remind them on a regular basis of their obligations with regard to the privacy of customer information.
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