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Home > Financial Services > Stock Brokers > Keane Securities Co.
Keane Securities Co.
Keane Securities Co. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Established in 1980, Keane Securities Co., Inc. has provided Institutional Investors with outstanding service. The management of Keane Securities has over 100 years experience on Wall Street. Areas of expertise include trading, floor execution, syndicate, corporate finance and research. They are committed to offering their clients professional execution, access to various financing facilities and quality research.
Keane Securities has assembled a team of experienced equitytraders who provide individualized service and timely execution to a nationwide list of clients. With Market Making abilities, use of various ECNs, and a network of Two Dollar Brokers on the NYSE and the AMEX, they are able to offer access to a wide range of liquidity.
Their over-the-counter traders make a market in securities of companies for whom the firm has acted as underwriter, as well as in securities of other companies representing special situations.
Keane Securities provides capital raising facilities to privately and publicly owned companies. They review the existing operations of a company; evaluate its status within an industry and its individual requirements. Upon completing a study, including cash flow analysis and projections, potential of existing and proposed product lines, cash requirements and corporate goals, they recommend a specific course of action. This includes the sourcing of capital; type of security and the recommended size of financing efforts in each year to better serve their clients.
Keane Securities Co., Inc. is an introducing firm which clears through ADP Clearing and Outsourcing Services. All of the assets of their customers’ accounts are held solely by ADP and they maintain day to day account transactions both at its principal office and at alternate data and processing centers.
Their business continuity plan outlines the actions Keane will take in the event of a significant business disruption. Because ADP has sole custody of their customers’ assets and has primary responsibility for processing customer requests with respect to executions, disbursements of cash and transfer and delivery of securities, Keane relies upon ADP’s business continuity plan for the protection of its customers in these areas.
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