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Keefe, Bruyette & Woods, Inc.


Keefe, Bruyette & Woods, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
KBW the Keefe, Bruyette & Woods is the largest full-service investment bank that specializes exclusively in the financial services sector. Founded in 1962 and 100percent employee owned, their firm is recognized as a leading authority on financial services companies. KBW’s focus includes banking companies, insurance companies, broker/dealers, mortgage banks, asset management companies, and specialty finance firms. Their firm has established industry-leading positions in the areas of research, corporate finance, mergers and acquisitions, and sales and trading for financial services companies.
 
KBW’s headquarters are located in New York City, and they have regional offices across the United States. By placing their professionals in each region of the country, they are better able to serve their clients. Additionally, KBW serves its European clients via their London subsidiary, Keefe, Bruyette & Woods Limited.

KBW has built its business and reputation on research excellence. KBW’s excellent reputation for research in the financial services sector naturally attracts investment banking clients. Their analysts follow more financial services companies than any other firm. Their research practice includes not only the largest financial services companies, but also hundreds of mid and small-cap organizations.

Their resources devoted to the financial services sector match or exceed those of the largest investment houses. They embrace the latest technology and encourage their employees to be entrepreneurial and innovative. Likewise, they are quick to respond to the needs of their customers and quick to react to opportunities whenever they may arise.

The depth and breadth of their global research provides them with a uniquely expansive view of the issues facing the entire financial services industry. The quality of their work is regularly cited by independent research firms and financial publications as among the industry’s best.
 
KBW’s top-rated institutional equity sales team serves clients out of their New York, London, Boston, Hartford, Atlanta and San Francisco offices. Their Financial Strategies and Loan Portfolio Sales Groups provide valuations and disposition strategies for the full range of securities and loans, including those loans which are sub-performing, non-performing and charged-off.

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