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Longbow Securities, Llc


Longbow Research, LIc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Longbow Research is committed to protecting your privacy. They place a high priority on maintaining the privacy and security of the personal and account information that you share with them in the normal course of doing business. This privacy policy describes the collection, disclosure, and protection of your nonpublic personal information.

The information they collect is limited to that which is required to provide you with modified financial services and products. This includes personal and financial data that they receive directly from you in writing, by phone, electronically, or any other means.  They receive information from you on applications and other account forms such as your name, address, social security number and income. They also receive information regarding your account activity and positions with them and their affiliates. They may also receive information about you from consumer reporting agencies.

They do not disclose nonpublic information about you to anyone, except as directed by you, as necessary to service your account or process a transaction, or as otherwise permitted by law. Your customer information is never sold to anyone. Information may be shared between Longbow Research and its affiliates in the course of your choosing certain products that met your specific asset needs. They may also share information, as a normal part of business operations, with companies that perform clearing or administrative services for Longbow Research. They share information with their clearing firm as necessary to effect, administer or enforce transactions that you request or authorize.

They maintain physical, electronic, and procedural safeguards that comply with federal standards to protect your personal information from unauthorized access or use. They restrict access to your personal and account information to those employees who need to know that information in order to provide products and services and to you.  If you decide to close your accounts with them or become an inactive customer, they will continue to stick to the privacy policies and practices described in this notice.

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