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Home > Financial Services > Stock Brokers > Mid Atlantic Securities, Inc.
Mid-Atlantic Securities, Inc.
Mid-Atlantic Securities, Inc.is a member of NASD, the National Association of Securities Dealers.NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Mid-Atlantic Securities, Inc. provides financial services to individuals and businesses across the nation. The financial Advisors are located in branch offices in New York, Virginia, North Carolina, and Tennessee. They can assist you in meeting your financial goals for college funding, retirement planning, business transition planning, estate planning, and insurance. To implement your plans they provide a wide variety of financial products, including stocks, exchange-traded funds, mutual funds, government and agency bonds, corporate bonds, municipal bonds, options, annuities, and insurance.
Securities Industry regulations require each member firm to create and maintain a business continuity plan reasonably designed to meet its obligations to its clients. In accordance with these requirements, Mid-Atlantic Securities, Inc. has designed a Business Continuity Plan to address possible scenarios in efforts to minimize any service impact to their clients.
The Business Continuity Plan for Mid-Atlantic Securities, Inc. (MAS) addresses alternate means of communication between MAS and its clients, alternate means of communication between MAS and its employees, alternate means of communication between MAS and other brokers in other offices, alternate physical locations of employees, communications with their clearing firms, critical business constituent and bank impact, regulatory reporting, communications with regulators and how MAS will ensure clients have access to their funds and securities.
In the event of an office disruption in their home office they will have an office set up offsite. Their principals will disclose this office location. They plan to continue regular business activities within a few hours of a disruption or as quickly as conditions allow us to resume communications. These activities can be conducted by telephone or by internet from another location or from any of their branch locations.
The Company has a strong tradition of leadership, service and contributions. The company’s mission is bringing comfort to customers, supporting business and commerce, and building strong communities.
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