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Home > Financial Services > Stock Brokers > Moors & Cabot Financial Advisors, Llc
Moors & Cabot Financial Advisors, Llc
Moors & Cabot Financial Advisors, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm was founded in 1890 by John F. Moors and Charles Cabot to handle the personal investments of the two founders and their friends. Over the last century, the firm has grown to serve the needs of thousands of investors, with branch offices around the country.
The firm offers a comprehensive range of products and services to meet most investment needs. Their full suite of investment choices includes listed, over-the-counter and equity options. They trade millions of shares daily, providing every client with institutional-quality executions. Their wide variety of fixed-income alternatives includes U.S. government securities, tax-free municipal bonds, corporate debt obligations, certificates of deposit, unit investment trusts, and preferred stocks.
The firm offers more than 11,000 mutual fund choices from over 400 well-known fund companies, plus a large selection of annuities and life insurance products from top-rated carriers. Retirement plans, cash management accounts and a variety of managed account programs round out their extensive offerings.
They offer various Annuity products that are monitored and sold through the firm. Deferred Annuities provide many different product riders that enhance the income and guarantees associated with the product. They assist clients or their advisors in understanding the various annuity options available. Immediate Annuities will provide for some the guaranteed stream of income they need for their security.
The firm Capital Markets caters to the specific needs of their clients, among the growing demand for fixed-income products. They act as both agent and principal to ensure that their customers get the best execution. They are generalists in the true sense, not structuring products that they sell to clients, rather filling their inquiries at the best price. Their customer base is broad, including money managers, hedge funds and banks.
They look forward optimistically to their second century of investment services. Their goal is to service their customers, whatever their needs. The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers.
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