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Home > Financial Services > Stock Brokers > Moors & Cabot, Inc.
Moors & Cabot, Inc.
Moors & Cabot, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Moors & Cabot, Inc. was founded in 1890 by John F. Moors and Charles Cabot to handle the personal investments of the two founders and their friends. Over the last century, the firm has grown to serve the needs of thousands of investors, with branch offices around the country.
Moors & Cabot is the oldest independent member of the Boston Stock Exchange and one of the nation's oldest independent members of the New York Stock Exchange. Since its inception, the firm has participated in the retail sale of stocks and bonds to individuals and the institutional sale of stocks and bonds to most of Boston's money management firms.
In addition to offering its equity and fixed-income research through full-service registered representatives, Moors & Cabot offers investors additional investment tools such as retirement planning, mutual funds, cash management accounts, annuities and professional money management services.
Research is the heart of Moors & Cabot Capital Markets. Their Equity Research team is comprised of experienced individuals whose extensive research provides the foundation for sales, sales trading and finance activities at Moors & Cabot.
Moors & Cabot’s financial institution and technology coverage universe reflects the progressive nature of their market economy. Their goal is to service their customers, whatever their needs. Their customer base is broad, including money managers, hedge funds and banks.
As fixed-income specialists, Moors & Cabot trades all facets of the fixed market, including municipals, agencies, mortgage backs, corporate, high yield, preferred and nondollar securities. They act as agents for transition managers, providing best execution with complete transparency. Due to this volume, their traders have an excellent call to the street.
They concentrate on providing clients with an array of products and services tailored to meet both current and evolving needs. Through extensive experience, their investment banking team has recognized that development stage micro-cap and maturing small-cap enterprises have characteristics that differ from other companies. One of these core differences is the important role that sophisticated investors play in providing the capital resources and market support that smaller companies require to flourish.
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