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Home > Financial Services > Stock Brokers > National Planning Corporation
National Planning Corporation
National Planning Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
National Planning Corporation is part of the fastest growing broker dealer network in the country. They are also a registered investment advisor and are affiliated with Jackson National Life Insurance Company one of America's largest life insurance companies with more than 65 billion dollars in assets.
Established in 1998, and headquartered in Santa Monica, CA, it was created specifically for the independent Investment Professional. Their organization was built on the foundation of unmatched industry expertise combined with bold, innovative solutions to help independent Investment Professionals and their clients reach unparalleled levels of success.
As a broker dealer and registered investment advisor, the company is responsible for providing access to securities products and investment advisory services through independent Investment Professionals who affiliate with them. As a broker dealer and registered investment advisor, it is required to follow the securities and investment advisory laws and regulations put forth by the National Association of Securities Dealers, the Securities Exchange Commission, and individual states, and must ensure that its Investment Professionals and home office staff adhere to these same rules and regulations.
Planning for your current or future financial goals can be a intimidating task. Whether you are a young investor or retiree, a new parent or a single parent, supporting a growing family or an empty nester, the company and your Investment Professional can help make reaching your goals a reality.
The Company’s industry leading technology, unbiased research, huge breadth and depth of product selection, and Home Office team who views Investment Professionals' success as their success, help to make them Investment Professionals among the top in the field.
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