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Home > Financial Services > Stock Brokers > Northeast Securities, Inc.
Northeast Securities, Inc.
Northeast Securities is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Northeast Securities, northeast is a member of the National Association of Securities Dealers NASD and a member of the Securities Insurance Protection Corp. The firm was founded in 1989 by their Chairman and Chief Executive Officer, Steve Perrone, on the single principle of providing the best possible service to their clients.
They believed then, and hold the same belief today, that providing their brokers with the latest tools and most complete support available is the best way to service their clients. Since their initiation, Northeast has used Bear Stearns Securities Corp. For global clearing services. It provides brokers and their clients with state of the art technology, secure custody of their assets, timely research and product availability.
The firm, which was effectively focusing on servicing their global network of independent brokers from a single office in Michel Field, New York, embarked on a plan of expansion to become a full service broker dealer servicing both retail and institutional clients through a unique combination of employee and independent brokers and other financial professionals.
Their Wall Street location houses many of their own relationship oriented brokers who specialize in servicing high net worth clients. This company also includes their institutional services operation with full institutional trading capabilities, Benchmark Capital Advisors the firm's Securities and Exchange Commission registered asset management subsidiary.
At all times when it is in the best interest of their clients, two or more of these areas will work together for the client's benefit. Northeast Securities, is providing services such as Benchmark Capital Advisors, Independent Brokers, high Capital Markets, Investment Banking, Northeast Research, Private Client Group, Schuster Institutional Services, BR Institutional Group.
As Northeast continues to grow they seek experienced brokers, both those looking to be part of a collegiate group and those wishing to operate off premise as an independent. With their web based technology, they make it easy and efficient for either to successfully service their clients and to join their team. The interest of the client is the common denominator for all of them at Northeast Securities.
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