Resource Horizons Group, L.L.C.

Resource Horizons Group, L.L.C.  is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

They are a full service independent Broker or Dealer and related Insurance Agency headquartered in Atlanta, Georgia. The Firm's principals have been in business since 1981 and currently serve over 100 carefully selected and experienced independent financial advisors located across the United States.

They aid financial advisors in helping individuals, families, businesses, and charitable organizations to maximize their financial resources and focus on giving extensive and valuable superior support to the professional advisor.

Resource Horizons Group, L.L.C. collects certain personal financial information about clients so that they recommend products which are suited to your needs, know who they are and prevent unauthorized access to your information, and comply with the

laws and regulations that govern them. They consider their client’s information to be private and confidential.

They gather this information about you from the applications, new account forms, client Profile and other forms you may prepare for them, and your transactions with them. The type of information they collect may include your name, address, social security number,

driver’s license number, your income and net worth, your beneficiaries, and transactions.

It is their policy that they do not disclose any nonpublic information about you to anyone,except as necessary to establish and manage your account or as permitted by law. For example, the information described above may be shared with the clearing firm that

executes your transactions and retains custody of your securities. These companies are not permitted to use or share your information for any other purposes.

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