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Phillips & Company Securities Inc.


Phillips & Company Securities Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
At Phillips & Company, their forte is individual stock selection and professional wealth management.  The firm pride themselves on bringing their clients ideas in a conflict-free, independent environment.  They believe there is genuine value in placing their clients’ needs first. For any investor, it is important to develop a solid investment strategy to achieve financial goals.  They offer a broad selection of products and services designed to add value for you, whatever your investment needs might be. 
 
Phillips & Company specializes in the management of their clients' core assets, and they feel they have access to one of the best and most unique managed money platforms available. The strength of their managed money platform is the purity of the investment advice their money managers are selected from some of the best on Wall Street based on performance. Phillips & Co Securities, Inc. has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business.  Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.
 
Their commitment to their family of employees, high quality of work, strong customer satisfaction, and giving back to the community, The Company will continue to flourish in the 21st century and beyond. Treating customers fairly, delivering quality products and services, and their highly skilled workforce are the key elements to their longevity and success.

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