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Home > Financial Services > Stock Brokers > Proequities, Inc.
Proequities, Inc.
Proequities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Since its establishment in 1986, the firm has quietly set the standards in the Independent broker/dealer channel. As an Independent Marketing broker/dealer, their financial professionals have access to a myriad of products and platforms to effectively meet the needs of their clients in an ever evolving financial environment. It is their commitment to quality, serving people andgrowth that allows them to focus on the needs of their registered representatives. It is this partnership relationship that defines the ProEquities Difference.
In the normal course of business, the firm and its registered representatives receive compensation and other payments related to the sale of securities and to the financial planning and asset management services provided by them and its investment advisor representatives. The firm and its registered representatives sell a variety of securities, including mutual funds, variable products the investment advisory services offered by them and its investment advisor representatives include arrangements with third party money managers.
Their Marketing team stands ready to support you and help you achieve your goals. They are committed to their partnership with representatives. They recognize that the independent advisor has unique needs and concerns. It is not a one size fits all business. This understanding allows them to build relationships and become a Personal Service Firm for representatives.Product Support Up to date product information and sales ideas from their Preferred Partners. Their representatives have access to their industry's top manufacturers with benefits of a large group without compromising their independence.
Their fee based and advisory service program is structured to be the most competitive, adaptable, and pioneering program in the industry. At the same time they provide you with the infrastructure you need to operate practically any type of fee based management practice. Whether you are managing the clients' assets directly, or prefer to employ outside managers, they have the organization in place to help you retain and grow your assets under management.
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