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Home > Financial Services > Stock Brokers > Prospect Financial Advisors, Llc
Prospect Financial Advisors, Llc
Prospect Financial Advisors is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Prospect Financial Advisors is a registered Broker Dealer headquartered in Los Angeles, California. Their mission is to provide independent financial advice based upon objective, professional input, and objectives aligned with those of their clients. They specialize in providing their clients with professional, independent financial advice and access to institutional and retail capital.
Their senior bankers provide their clients with decades of investment banking experience. Mr.Wendelin has acted as investment banker on merger and acquisitions and advisory assignments totaling over $4.0 billion and has raised over $7.0 billion of capital for clients worldwide. Professionals at Prospect have advised the financial institutions. Prospect provides an active dialogue with Wall Street to facilitate access to capital markets. Prospect delivers a professionally managed process to instill investor commitment, which increases the likelihood of success.
Prospect establishes long term relationships with its clients through the delivery of valuable advice and execution. It offers professional financial advice to independent directors and senior management of corporations. Prospect can assist a company's Board of Directors as they develop their agendas, and can provide independent perspectives, analysis and recommendations to assist them in their fiduciary duties.
Prospect Financial Advisors provides services like as Strategic alternatives, Defense strategies, Capital structure etc. Prospect's professionals have provided investment banking services to the real estate companies like as Agree Realty Corp, Mission West Properties, Bradley Real Estate etc. Prospect begins with a comprehensive analysis of its client's strategic alternatives, without conflicts of interest. Prospect Financial Advisors provide service like as Best efforts underwriting, Manage third party vendors, Licensed broker dealer etc.
Prospect Financial Advisors strive to create long term relationships with their clients through the accomplishment of identifiable corporate financial goals and initiatives with objective measures of success.
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