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Home > Financial Services > Stock Brokers > Prudential Equity Group, Llc
Prudential Equity Group, Llc
Prudential Equity Group, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Prudential Equity Group, LLC has dedicated itself to provide uninterrupted service to their customers, certain events outside their control could impact their ability to conduct business. Such events could be weather-related or man-made, and could impact a wide geographic area or PEG’s facilities alone. PEG has a comprehensive Business Continuity Plan in place to facilitate their ability to operate and serve our customers if such a business disruption were to occur. Since your planning may include how they will respond to such situations. The company, on accepting you as a client, will first provide you with a brief description of how they conduct business so that you may have a better understanding of their Business Continuity Plan. PEG provides services that include research, sales and trading in U.S. equity securities for an institutional customer base. Trade executions take place through our New York City Office, as does the production and distribution of research reports. Their branch offices house research analysts, research salespersons and/or sales traders. PEG clears customer trades on a fully disclosed basis through National Financial Services, LLC National Financial, ever has possession of these customers’ funds and securities. For the small number of PEG customers that do not trade on a DVP or prime broker basis, National Financial maintains custody of such customers’ funds and securities. In no case does PEG have custody of any customer funds and securities.
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.
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