|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Spartan Securities Group, Ltd.
Spartan Securities Group, Ltd.
Spartan Securities Group, Ltd. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Spartan Securities Group, Ltd. is a privately-held, full service investment banking firm with a dedicated team of professionals serving the needs of emerging growth companies. By leveraging our accumulated knowledge and experience, Spartan is able to deliver innovative financial solutions and advisory services including capital formation, corporate finance, institutional sales and trading, and wealth management. The principal focus that they have built their company upon is their relationships – more than an advisor, Spartan aims to be an essential long-term partner with each client.
Spartan Securities Corporate Services Department was created to enhance their securities trading capabilities for corporate clients. The Corporate Services Department’s focus includes the following transactions are 10b5-1,144 Restricted Stock ,Corporate Stock Repurchase, Employee Stock Option Plans,401k and Retirement Plans, and Managed Accounts for Corporate Executives. SpartanSecurities Groupprovides market making services to institutions and issuers in equity securities listed on the OTC Bulletin Board and Pink Sheets under the Market Maker ID - MICA. Their Equity Sales and Trading desk focuses on what Spartan considers an under-serviced market niche; less actively traded stocks that require special attention to minimize market impact from trade execution. Their understanding and expertise in this area serves as a platform in providing comprehensive trading services for emerging growth companies.
Through their affiliated SEC registered transfer agency, Island Capital Management, LLC., they handle the transfer agency needs of numerous small public companies. Many of their clients find it advantageous to establish a long-term relationship with the group, and enjoy the benefits of working with a one stop shop.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|