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Home > Financial Services > Stock Brokers > Specialty Finance Group, Llc
Specialty Finance Group, Llc
Specialty Finance Group, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Specialty Finance Group was founded in 1989 as a financial broker to private finance companies, introducing them to major financial institutions that would provide them with equity, subordinated debt, and senior credit facilities using the Capital Market. With the registration of the Specialty Finance Group Llc as a NASD Broker/Dealer, SFG has expanded to traditional investment bank to structure, place and syndicate any type of security.
SFG is a sophisticated intermediary. The asset originators and finance companies they work with are carefully screened prior to engagement. SFG thoroughly researches the opportunity to make sure that the asset class has merit in the current economic and interest rate environment and the management has an excellent track record. The firms that engage them are only introduced to the appropriate highly professional investment groups, including some of the largest institutions from the world of Private Equity, Mezzanine, Hedge Funds, and Senior Lenders.Theyalways encourage financing sources to do their own due-diligence prior to committing funds. In certain cases, they will be engaged by a Private Equity Fund or institutional investor to perform a search for a firm for them to purchase or invest in. The Company will also do proprietary research for their own account and for Hedge Funds who may be interested in buying or selling particular stocks short.
SFG has great success in placing clients that originate assets with hedge fund asset buyers, or partnering them with major institutional sources of equity, sub-debt or senior credit facilities. The Company has a strong tradition of leadership, service and contributions. The company’s mission is bringing comfort to customers by wise investment decisions, supporting business and commerce, and building strong communities.
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