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Pyxis Securities, Llc


Pyxis Securities, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Pyxis Securities, LLC was established in February 2003 as a broker dealer for the purpose of trading US equity and fixed income securities, as well as Canadian equities onbehalf of institutional clients. The firm has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan. 

 Pension funds are set up by a corporation, labor union, governmental entity or other organization to pay pension benefits of retired workers. Hedge funds of companies who raise money from shareholders and invest the money in stocks, bonds, commodities or any other securities in order to offer the investors the advantages of diversification and professional money management. Financial institutions are taken into an account to provide investment management, securities lending and other individual and corporate financial services for their customers. These are the segments sectors in which clients get services.

Pyxis plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing their customers to transact business. In short, their business continuity plans is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

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