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Home > Financial Services > Stock Brokers > Spruce Street Capital Llc
Spruce Street Capital Llc
Spruce Street Capital is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Spruce Street Capital is an NASD registered broker dealer that was created to provide a platform for sophisticated independent financial service professionals to enable such professionals to provide financial and investment banking advice relating to the private placement of securities, mergers and acquisitions and other high end or premium financial transactions.
Spruce Street was specifically created to provide an alternative to independent financial professionals that provide sophisticated financial advisory services and who choose to work on a more individualized basis. Because they hold no individual customer accounts and only provide financial advisory services, Spruce Street can charge its independent financial advisors a significantly lower fee than other full service investment banks.
The information and files contained in this website are provided by Spruce Street Capital Spruce Street and may be used for informational purposes only. By downloading any of the information and files contained in this website, you agree to the terms and provisions as outlined in this notice.
In addition to providing a platform to independent financial service professionals, Spruce Street may in the future develop branded alternative asset management products to be distributed through independent financial advisors that cater solely to the high net worth market. Their commitment to their family of employees, high quality of work, strong customer satisfaction, and giving back to the community, The Company will continue to flourish in the 21st century and beyond. Treating customers fairly, delivering quality products and services, and their highly skilled workforce are the key elements to their longevity and success.
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