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Investment Information Page

Trading Securities Information

Trading securities is a financial activity involving transactions of property such as stocks, bonds, mutual funds, commodities, and currency. Although the trading of stocks and bonds dates back several centuries in many Western nations, the development of the securities industry since World War II has been sweeping. The advent of new technologies, particularly in computers and telecommunications, has brought about a new era in securities trading.

After Hours Trades

Broker Dealer Registration Guide

Circuit Breakers

Convertible Securities

Day Trading

Day Trading Risk

Defunct Company Stock Continues To Trade

Execution Quality Statistics

Financial Calculators

Going Private

Holding Your Securities

Information Not Available From SEC

Initial Public Offerings


Microcap Stock

Online Brokerage Accounts

Online Investing Tips

Restricted Securities

Rule 144 Selling Restricted Securities

Rule 504 Regulation D

Rule 505 Regulation D

Rule 506 Regulation D

SEC Investors Advocate

Securities Law

Settling Trades

Short Sale Restrictions

Telecommunication Tech Ventures Fraud

Trade Execution

Trade Execution Rules

Trading Halts Delays

Trading Suspentions

Tranfer Agents

Truth In Securities