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Next Financial Group, Inc.

Next Financial Group, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Next Financial Group was founded, owned and is controlled by its registered representatives and has won the prestigious Broker/Dealer of the Year Award an unprecedented 5 times in a row over the last 5 years. NEXT Financial is a truly independent broker/dealer. The firm is unique because it is founded, owned, and managed by their representatives. Even their chairman and members of the board are top producers in the company’s sales force. There are no limitations, large or small, as to the number of employees that may be included in the conventional 401(k) plan. For employers with 25 employees or more, 401(k) Plans have become the most popular plan selected to meet their retirement plan benefit needs. The conventional 401(k) plan allows employees to defer a percentage of their income on a pre-tax basis into the plan, up to a general limit of $10,500. Additionally, the conventional 401(k) plan allows an employer to provide matching contributions or profit sharing contributions to the plan. Though these contributions are not required and can be constructed in a variety of different formulas, the ability to have three sources of contributions-deferral, match, and profit sharing - make the standard 401(k) plans the most flexible, defined contribution plan.

Next Financial Group is designed to serve the best interests of their representatives - people who share a passion for investing and the desire to be an owner of a company they believe in.

The company is a very professionally managed company that believes in treating their staff as well as they treat their customers. This is because the company believes in the old saying that happy workers make for happy customers. This has proven true through the years for the company as proven by the customer retention and satisfaction as shown by the customers.

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