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Home > Financial Services > Stock Brokers > Soleil Securities Corporation

Soleil Securities Corporation

Soleil Securities Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Soleil Securities provides institutional investors with value added equities research produced by a growing network of independent analysts and boutiques. They provide trading services through which asset managers direct brokerage business as payment for the research. They also provide their clients with anonymous and timely execution services through their seasoned sales trading team.

The Company shares the commissions with their research partners. Their outsourced approach to research distribution provides substantial benefits to research providers, investment decisions makers, trading desk. They represent over 45 analysts who average 16 years of experience and currently publish research on over 325 stocks, their quantitative products cover more than 3,500 companies.

This Corporation has developed a Business Continuity Plan to deal with any internal or external disruptions which could affect their ability to do business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. Their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

The Company’s institutional research without ties to investment banking or proprietary trading. By focusing solely on institutional research, without ties to investment banking or proprietary trading, their experienced research sales professionals and sales traders are able to distribute neutral, conflict free ideas and insights from a variety of accomplished analysts. They also provide their clients with mysterious and timely execution services through their seasoned sales trading team.

By focusing solely on institutional research, without ties to investment banking or proprietary trading, their experienced research sales professionals and sales traders are able to distribute neutral, conflict free ideas and insights from a variety of accomplished analysts.

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