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Home > Financial Services > Stock Brokers > Trident Partners Ltd.

Trident Partners Ltd.

Trident Partners Ltd. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm at Trident Partners Ltd. is proud to offer a diverse selection of products and services tailored to meet their clients’ individual investment needs. The firm includes equities on all major exchanges, options, corporate securities, municipal securities, fixed income securities, mutual funds, retirement plans and variable annuities. Trident Partners Ltd. has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.

They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing their customers to transact business. In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Their clearing firms, RBC Dain Correspondent Services & First Clearing LLC back up their important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, they have been advised by their clearing firms that their objectives are to restore their own operations and be able to complete existing transactions and accept new transactions and payments within a reasonable time period. Your orders and requests for funds and securities could be delayed during this period.

Trident Partners Ltd. is a rapidly growing full service investment firm whose focus is providing individual attention toward servicing their clients’ accounts.

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