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Siebert, Brandford, Shank & Co., L.L.C.


Siebert, Brandford, Shank & Co., L.L.C. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Since the firm was founded in October 1996, Siebert Brandford Shank has served as a managing underwriter for public financings exceeding $380 billion in total par amount. Siebert is a full-service municipal finance firm which provides investment banking, sales and trading, and financial advisory services to clients across the nation.

Their firm is one of the few Wall Street investment banking firms which specializes in public finance. Their Public Finance Department's bankers are some of the leading bankers in the nation specializing in and having many years of experience in structuring major public projects for port, airport, utility, housing, education, transportation, special facilities, redevelopment and general funding needs.

Their firm is one of the few Wall Street investment banking firms which specializes in municipal finance. Their public finance are some of the leading bankers in the nation specializing in and having many years of experience in structuring major public projects.

The individuals who make up their municipal financing team have a solid history in creative structuring and innovative and responsible financial planning. This powerful team of hard-working, energetic and dedicated municipal bankers and sales professionals has individually forged strong personal reputations in the municipal finance business having participated in the execution of billions of dollars of municipal financings and are eager to provide all their clients with the best possible interest rates, marketing expertise and financial advisory services available in the nation.

The firm has institutional sales forces in Oakland and New York. They also maintain, through Muriel Siebert & Company which is our affiliate company an extensive retail sales network with six retail offices nationally.

Siebert Brandford Shank maintains an extensive retail sales network of 100 professionals through their affiliate company, Muriel Siebert & Co. This allows them to sell directly to more than 100,000 retail accounts across the nation.
 

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