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  Home > Financial Services > Stock Brokers > The Williams Capital Group, L P

The Williams Capital Group, L P

Advertising Information for financialbrowsers
The Williams Capital Group is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Williams Capital Management was established in 2002, is an SEC registered investment advisor and a wholly owned subsidiary of The Williams Capital Group and provides cash management and short term fixed income investment strategies in customized separate accounts and through the Williams Capital Liquid Assets Fund a prime money market mutual fund.

The Williams Capital domestic trading desk provides their clients with full service execution for all listed and over the counter stocks. They have a diverse client base, from small institutional and hedge fund managers to multi billion dollar mutual funds, insurance companies and public and private pension funds. Their traders have participated in the stock buy back programs of many top Fortune 500 companies.

Their Fixed Income desk adds value to their investor and issuer relationships by providing diverse products and unique distribution combined with exceptional execution and market color. They provide product, liquidity and market color to an investor base which includes mutual funds, money managers, pension funds, municipalities, corporations, and bank trust departments.

Williams Capital equity research provides fundamental U.S. Company and industry sector analysis. Their research team, with an average of 12 years of experience, provides value added insights to a diverse client base through detailed financial modeling and in depth company and industry research on a timely basis. Their research, including morning notes, full company reports and industry reports, is also distributed electronically and is available on Multex and First Call. Their clients have full access to their analysts via conference calls and 1 on 1 meeting and also have the support of their equity team research sales staff and sales traders.

They provide their clients with direct access to company management and sponsor conferences and calls with company management and industry experts. Their research staff is prepared to respond to specific client research requests.

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