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Home > Financial Services > Stock Brokers > First Clearing, Llc
First Clearing, Llc
First Clearing is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
As part of their commitment to providing quality service to its clients, First Clearing provides the benefit of a firm with a long heritage in the full service brokerage business and the strength of Wachovia, the sixth largest bank holding company in America.Headquartered in Richmond, Virginia, First Clearing provides quality securities execution and brokerage clearance services to Wachovia Bank, Wachovia Securities, and Wachovia Financial Network and retail securities firms throughout the United States. First Clearing is also a member of the New York Stock Exchange and other major exchanges.
First Clearing’s experience in serving some of the most respected securities firms in America allows them to offer you both traditional and innovative financial services. Asset management accounts with check writing and ATM access, Personal financial planning services, A full range of retirement plans for individuals and businesses, and analysis to help you decide which ones are right for you, Traditional brokerage accounts, A variety of fee based brokerage accounts for stocks where you pay an annual fee in lieu of individual commissions and receive quarterly performance reviews.
In addition to providing superior trade executions, First Clearing has state of the art tools that open the doors to major financial markets around the world. Online communications allow their brokers to provide clients with instant access to current securities quotes, top news, and up to the minute information on your investments.
First Clearing provides efficient execution services for trading stocks, bonds and other securities on your behalf. In addition, they properly document and clear all transactions, including collection and payment of dividends and interest, processing corporate reorganizations, trade confirmations, monthly or quarterly statements, custody of assets, and annual tax reporting summaries.
Their goal is to provide you with high quality service and execution. They prosper by helping you prosper. That simple fact is at the center of everything they do. In a highly competitive business, that focus has helped them enjoy a steady pattern of dynamic growth. At First Clearing, they put their clients first.
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