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Home > Financial Services > Stock Brokers > First Western Securities, Inc.
First Western Securities, Inc.
First Western Securities is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
First Western Securities was founded in 1987 as an independent, full service broker dealer. Their services include retirement planning, asset allocation, and investment portfolio analysis. First Western Securities also serves as a Registered Investment Advisor, offering portfolio management in both equity and fixed income accounts.
First Western Securities prides itself on offering knowledgeable, friendly, and personable service to over 40 registered representatives and their clients, primarily in the southwestern and western United States. Financial advisors are independent contractors, who receive a full spectrum of product services to assist them in serving the needs of their clients. Access to these services can be placed at an advisors fingertips with remote access options via the internet.
As a First Western Securities Registered Representative, you'll receive the three most important tools necessary to operate a successful business. Superior service, innovative products and services and the latest breakthroughs in technology.
First Western Securities provides a variety of investment products and services including Asset Management, Cash Management, Certificates of Deposit, Common and Preferred Stocks, Convertible Securities, Corporate Bonds and Profit Sharing Plans, Fixed Annuities, Government Securities, Investment Banking, Life & Health Insurance, Retirement Plan Services, Lending Services, Money Market Accounts, Municipal Bonds and many more.
First Western Securities offers research by Wachovia Securities, Standard & Poor’s, Goldman Sachs, CS First Boston, and Prudential Securities. Clearing services are provided by First Clearing, LLC of Richmond, VA. First Clearing, LLC is a subsidiary of Wachovia Corporation, the sixth largest bank holding company in the United States.
In the company all accounts are protected up to $500,000 per client, including up to $100,000 in cash in the event of liquidation. Additional insurance up to $99,500,000 has been purchased by First Clearing. This protection is not applicable against market fluctuation and certain related accounts may have one aggregate limit.
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