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Home > Financial Services > Stock Brokers > Westlake Securities

Westlake Securities

Westlake Securities is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm is comprised of executives that have founded, managed and advised exceptional emerging growth companies for the better part of their careers. They believe that tomorrow’s industry leading companies are being built today, and they help entrepreneurs to build companies that impact their industries by providing them with outstanding execution of corporate management and investment banking services.

The firm provides equity and debt capital raising services for private companies and small cap public companies, with a focus on emerging growth companies in the technology, communications, healthcare life sciences, financial and business services, insurance, manufacturing, distribution and retail sectors. Placements are made to either accredited individual investors or institutional investors.

The firm also offers buy side and sells side advisory services for companies and control investors seeking to execute mergers and acquisitions. Their focus is primarily on transaction values between $10 and $100 million. The firm of highly regarded business leaders serves as a key resource in helping the firm develops and manages successful client companies.

Their Advisory Board is comprised of individuals with superb records of business success, including former executives of Fortune 500 companies, leading private investors and successful serial entrepreneurs. The firm is pleased to leverage their collective experience and networks to create opportunities for their client companies.

Westlake Securities assisted them in receiving the most attractive debt financing for this leveraged buyout acquisition. Their creative solution both the traditional and non traditional lender community allowed them to complete the buyout on schedule. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.

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