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Gabelli & Company, Inc.

Gabelli & Company, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The company's asset management businesses are supported by Gabelli and Company, Inc., an institutional broker/dealer. The Company distributes the mutual funds managed by Gabelli Funds and publishes investment research which is one of the key elements of GAMCO Investors, Inc.'s success. In addition through its subsidiary Gabelli Securities the Company serves as general partner or investment manager in a number of limited partnerships with varying investment objectives.
The Company is a registered institutional research brokerage, with a focus on small and mid cap companies. Their analyst team conducts fundamental, bottom up research on a global sector basis, and recommends timely investment ideas for their clients.
The Company’s Private Market Value with a Catalyst model ascertains a company's worth to an informed buyer, strategic or financial, and is based on recent multiples paid for similar assets. In addition to publishing daily company research notes and full reports, Gabelli and Company hosts six industry conferences as well as numerous management events throughout the country. 

The Company acts as an introducing brokerage firm. They accept and enter orders. The securities clearing function, back office and trade support for your account is provided by their clearing firms, First Clearing and Bear Stearns Securities. Gabelli does not hold client funds or securities.

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