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S & Y Asset Management Llc

S & Y Asset Management Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Stone & Youngberg's success story began in 1931 in San Francisco. The firm was established to structure, underwrite, and trade municipal bonds. In the beginning, the focus was on financing much-needed irrigation projects to quench the thirst of California's depression era agriculture. They then grew into the state's leading underwriter of local government bonds.

Today they offer a wide range of investment services for individual, institutional, and issuer clients not just in California, but throughout the country. Their structures and distributes fixed-income securities for investment by individuals and institutions.

Since their founding, they have dedicated themselves to providing underwriting and investment services to clients in a thoughtful, reliable, and honest manner. Consequently, faith is their most important product, and it is their clients' trust that has made Stone & Youngberg a consistent market leader for over 70 years. The firm is actively involved in both the tax-exempt and taxable markets. The strength of their market activity is built on professional expertise and client relationships.

Their capital is committed to financing public improvements that make local communities more livable and more prosperous.

In addition to their business as an underwriter of new-issue municipals, their institutional trading and sales desk makes markets in a variety of asset classes throughout the municipal sector for all of their investor clients. These include major mutual fund groups, hedge funds, bank trust departments, insurance companies, investment advisors, and individual investors.

Integrity is supreme to maintaining their corporate culture and reputation in the industry. They expect their employees to meet the highest standards in both their professional and personal lives.

They take pride in professional excellence. They strive to be the best in all aspects of their business, and will settle for nothing less. They are dedicated to helping their employees reach their potential by providing a challenging, collegial workplace that encourages and enables them to help their clients fulfill their goals.

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