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Home > Financial Services > Stock Brokers > Smith Hayes Financial Services Corporation

Smith Hayes Financial Services Corporation

Smith Hayes Financial Services Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm was founded in December of 1985. The Lincoln based regional brokerage and investment banking firm was licensed to do business in 17 states. In the beginning, the firm’s objective was to remain small, gather assets and to do a fee based asset management business. The company started with three employees and now today has grown to over 100 employees. The firm has offices in Lincoln, Omaha and Columbus and is licensed to do business in all 50 states.

The firm’s home office is located in Lincoln, Nebraska. The firm has additional branches in Omaha and Columbus, Nebraska. They offer a blend of financial products and services that as part of your overall plan can help you to achieve your goals. They provide the essential products and services to make effective, intelligent decisions about your financial future.

The firm specializes in personalized asset management for qualified and non qualified retirement plans, as well as institutional and individual investors. Additionally, they have a division dedicated to providing investment banking services for municipal and corporate clients. The firm is committed to meeting the needs of investors by providing personal and professional service to all of their clients. The members of the firm come from diverse financial industry backgrounds, each bringing a unique perspective, as well as years of experience to their clients.

Since its inception in 1985, the firm has grown exponentially, which reflects the commitment to excellence found there. They have assisted their clients in investing over $2.5 billion in institutional and individual funds. Their has been a steady corporate growth rate combined with the ability to maintain flexibility, unrelenting attention to detail, responsible quality control throughout the entire operation and total customer focus is enhanced further by associates who are among the brightest and most talented in the industry.

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