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Home > Financial Services > Stock Brokers > Fagenson & Co., Inc.

Fagenson & Co., Inc.

Fagenson & Co. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Fagenson & Co. was established when you opened a brokerage account with a broker or dealer for whom Fagenson & Co. clears transactions on a fully disclosed basis. This means they receive your nonpublic information for the sole purpose of servicing your account.

Fagenson & Co. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of non directed orders any order that the customer had not specifically instructed to be routed to a particular venue for execution. For these non directed orders, Fagenson & Co. had selected the execution venue on behalf of its customers.

Fagenson & Co. is committed to maintaining appropriate measures to insure that your information is secure and confidential. Fagenson & Co. information and security procedures include, but are not limited to the some features such as Access controls on customer information systems, including controls to authenticate and permit access only to authorized individuals and controls to prevent employees from providing customer information to unauthorized individuals who may seek to obtain this information through fraudulent means.

Physical access restrictions at locations containing customer information, such as buildings, computer facilities and record storage facilities to restrict access to unauthorized individuals, Stringent pre employment screening, including finger printing, and segregation of duties for employees with responsibilities for or access to customer information, Fagenson & Co. regularly revises and updates its information security program to keep pace with changes in technology.
With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.

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