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Home > Financial Services > Stock Brokers > Investment Planners, Inc.

Investment Planners, Inc.

Investment Planners, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Investment Planners is a locally owned Broker-Dealer. The firm is a member of the Securities Investor Protection Corporation. Local ownership and management guarantees the highest degree of responsiveness.

They take a personalized approach to serving your financial planning needs. They view their relationship with you as a partnership created to build your long-term financial security. Working together, they can put your financial goals within reach. This firm and IPI Asset Management have always been committed to maintaining the confidentiality, integrity, and security of personal information entrusted to them by current and prospective clients. They are proud of their privacy practices, and they want you to know how they protect your information.

They use personal information collected about you to provide you with the superior service you have come to expect from them. They may use this information in order to develop, offer and deliver products and services, process transactions in your account; respond to inquiries from you or your representative, or to fulfill legal and regulatory requirements.

Among their service providers, they restrict access to information to those who require that access in order to provide products and services to you. They share the personal information that they collect with different entities.

The firm will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account. In addition, they maintain physical, electronic and procedural safeguards that meet federal and state standards to guard your nonpublic personal information.

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