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Hill Thompson Magid & Co., Inc.


Hill Thompson Magid & Co., Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Hill, Thompson, Magid was established in 1932, has established its presence as a leading market making firm in over the counter securities. Making markets in over 8,000 securities, Hill has built its reputation on the quality of service provided to its clients, which include leading wire houses and institutional investors.
 
The Company is well known in the financial community for its expertise in rare and inactive securities. Their historic presence in market making for these securities is unique. The Company makes markets and has specific areas of expertise in Preferred Stocks, Bank Stocks and Distressed Securities.
 
The Company’s Institutional Trading Department provides trading coverage for a growing number of banks, mutual funds, pension funds, hedge funds, insurance companies and other institutions. This institutional service covers all domestic and foreign securities in which they are market makers. Their reliability, integrity and high standard of customer service have resulted in the consistent growth of their Institutional Trading Department. .
 
Their customer accounts are carried on a fully disclosed basis with Pershing LLC. Through its clearing arrangement with Pershing LLC, the company provides its customers with the highest level of security, expertise and service available. 

They consider all information they have about you to be confidential, including the fact that you are a Hill, Thompson, Magid & Co., Inc. client. Your information will only be handled in the manner described in this policy. They restrict access to information about you to those employees and authorized agents who need to know that information in order to provide products or services to you or for institutional risk management purposes.

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