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Thomas J. Herzfeld & Co., Incorporated

Thomas J. Herzfeld & Co., Incorporated. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Thomas J. Herzfeld began his career in the securities industry in the 1960's and soon became a leading expert in the field of closed-end funds. Mr. Herzfeld is chairman and president of Thomas J. Herzfeld & Co., Inc., a stock brokerage firm, and Thomas J. Herzfeld Advisors, Inc., an investment advisory firm, both specializing in closed-end funds. In addition, Mr. Herzfeld is chairman and president of The Herzfeld Caribbean Basin Fund, Inc., and the first closed-end fund formed to invest in the Caribbean region as well as Cuba, when permitted.  The Herzfeld Caribbean Basin Fund, Inc. trades on the NASDAQ Small Cap Exchange under the symbol CUBA. Thomas J. Herzfeld Advisors, Inc. is an investment advisory firm specializing in the field of closed-end funds. The firm and its affiliated stock brokerage firm offer clients services related to account management and research.
Thomas J. Herzfeld Advisors, Inc.maintains this web site as a convenience for its clients, the stockholders of The Herzfeld Caribbean Basin Fund, Inc. and other interested investors for information purposes only.  The information on this web site is not intended to address any individual's particular circumstances. This web site should not be considered an offer to buy or sell securities.  While they have made every effort to provide current, accurate information, it may, however, contain errors, and they make no representation or warranty, express or implied, as to the timeliness, accuracy or completeness of any information when it is received. 
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.

The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers.

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