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Prospera Financial Services, Inc.

Prospera Financial Services, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Since 1982, the firm has been a leader in offering a wide array of investment products through independent Financial Professionals and founded by former wire house professionals who wanted to put their clients' interests first and their firm's interests second. Prospera emerged as a privately held company with a Strategic Purpose.
This is a support organization for successful independent Financial Professionals, and a full service broker and dealer, offering a variety of investments to the general public.Through them, they provide their clients a superior menu of investment choices, leading edge technology, indispensable financial tools, expert investment planning and advice, and personalized service.
The fact that Prospera Financial Services is not affiliated with any bank, credit union, insurance company, or product provider, means that you will receive the benefit of unbiased financial direction from your Financial Professional. They have complete freedom to recommend the investments that make sense for you, based on your financial goals,your investment experience, your comfort with risk, and your financial information.
The firm provides mutual funds that pool the money of many investors who share similar objectives, creating diversified portfolios under professional management. A mutual fund may invest its shareholders’ money in stocks, bonds, or both. Some mutual fund companies provide families of funds, allowing you to switch your money from one fund to another as your investment objectives change.

The mission of Prospera Financial Services, Inc. is to build a strong, values based financial firm investing in the lives of their clients, employees, partners, and friends, providing leadership in the achievement of their individual goals.

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