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Ust Securities Corp.

Ust Securities Corp is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Corporation was found in 1853 by John Aikman Stewart, a 30 year old actuary for the U.S. Life insurance Co. of New York, who petitioned New York State legislature to approve the creation of a financial company. This new company opened for business at Wall Street. Board members included Peter Cooper, renowned inventor, industrialist and philanthropist and Erastus Corning, a leading railroad developer and manufacturer of iron and steel.
In 2003, the firm proudly marked its 150th anniversary. Their anniversary was an opportunity to reflect on the attributes that have enabled them to endure and prosper, align with their clients, for a century and half. While honoring their rich heritage, they are exactly focused on the future.
Their experience, capabilities, and experts enable them to help you understand those challenges, and take advantage of those opportunities. Markets rise and fall. Portfolios fluctuate. Tax and estate laws are revised and repealed. Above all, the financial realities that you and your family face change and change again. Managing wealth is their business. They know how to deliver integrated plans utilizing an array of capabilities that encompass planning, investment management, trust services, and private banking.
Their primary focus continues to be serving their clients well. Their mission is to preserve and enhance their wealth. U.S. Trust is distinguished by the breadth and depth of their wealth management expertise. 

The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.

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