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Wood Warren & Co. Securities, Llc.

Wood Warren & Co. Securities, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Wood Warren is one of the most experienced investment banking firms in the Western United States with a focus on service to middle market companies. This is a specialized investment banking firm serving middle market companies primarily located in the Western United States.

The collective transaction experience of their partners, encompassing all major industry segments, coupled with a strong history of successful transactions, enables the firm to develop creative solutions to the unique issues confronting middle market companies.

The firm was formed in 1991 with the objective of bringing to middle market companies senior Wall Street investment banking experience and related services typically only available to large, publicly traded corporations. Since its inception, their principals, former senior executives of leading Wall Street firms, have gained extensive experience understanding the unique business and financing issues confronting middle market companies.

The firm maintains strong personal relationships with leading U.S. private investment firms, lending institutions, corporations and professional service providers. They also provide a full range of private market investment banking services for both public and privately held middle market companies, including Mergers, acquisitions and corporate divestitures,Private equity and debt financing, Leveraged buyouts and recapitalizations,Going private transactions and Corporate advisory services.

They have a wide range of experience in corporate finance, accounting, corporate governance, private financial markets and multiple industries is often necessary to adequately serve a middle market company. The combination of a broad range of Wall Street experience and many years specializing in the issues confronting middle market companies provides Wood Warren principals with an approach that delivers consistent and superior results.

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